Proposed Regulations and Guidance

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Proposed Regulations and Guidance

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Proposed Regulations and Guidance

This page is where you will find regulations and guidance that have been proposed by the Commission and are awaiting public comment or otherwise pending approval. It will also include staff proposals that have yet not been voted on by the Commissioners but which are going through an informal comment process to generate feedback before they are submitted for the onset of the formal SAPA process. 

Amendments to Part 941

Amends Part 941 - Adjudicatory Proceedings and Appeals Procedures

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    Part 941 - Full Text for Submission to the State Register

    Amendments to Part 941 - Adjudicatory Proceedings and Appeals Procedures

    Part 941 is amended to conform the regulations governing the investigative and enforcement adjudicatory process to the new Section 94 of the Executive Law, as established by the Ethics Commission Reform Act of 2022.  Based on public comment received, the proposed regulation was amended by the Commission. This amended rulemaking became effective on an emergency basis on February 28, 2023 and will be published in the State Register as a Revised Rulemaking/Emergency Adoption on March 15, 2023, with public comment period ending on April 29, 2023
     

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    Part 941 - Text of Emergency Adoption and Proposed Rulemaking

    Amends Part 941 - Adjudicatory Proceedings and Appeals Procedures 

    Part 941 is amended to add a new section 941.3-a relating to the delegation of subpoena and other powers to the Executive Director to facilitate the expeditious and efficient performance of the Commission’s investigative and enforcement duties as set forth in Section 94 of the Executive Law.  This regulation became effective on an emergency basis on October 11, 2022 with the latest emergency re-adoption occurring on February 28, 2023.  Additionally, the Notice of Emergency Adoption and Proposed Rulemaking was first published in the State Register on October 26, 2022 with the public comment period ending on December 25, 2022.

    Effective 10/11/22
     

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Amendments to Part 943

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    Part 943 - Text for Submission to State Register_Training Amendments

    Part 943 is amended to conform the regulations with the Ethics Commission Reform Act of 2022 which mandated the Commission develop and administer training courses for Lobbyist and Clients.  This regulation became effective on an emergency basis on December 20, 2022.  Additionally, the Notice of Emergency Adoption and Proposed Rulemaking was published  in the State Register on January 4, 2023 with the public comment period ending on March 5, 2023.    
     

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