File folders that says Investigations

Closed Matters

View the table of matters closed for alleged violations of The Public Officers Law and the Lobbying Act.
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Closed Matters

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Closed Matters

Regulatory amendments to 19 NYCRR Part 941 Adjudicatory Proceedings and Appeals Procedures Regulations (adopted by the Commission on an emergency basis January 25, 2022 and concurrently submitted as a Notice of Emergency Adoption and Proposed Rulemaking) increase transparency regarding agency operations and the status of certain investigative matters. They also include providing for additional investigative information, including that a matter has been closed, to be released on a regular basis on the Commission’s website or in the Commission’s annual report, as appropriate.  This information will be updated going forward, and will not include matters decided prior to the adoption of the new regulations.

The closed matters table default view displays closed matters by date.  All column headings can be sorted from ascending or descending order by clicking on the column name. 

Closed Matters

 

Reference ID Nature of Subject Agency Source Law Nature of Allegation Status Closed Date
23-103 Legislator   U.S. Mail Other General Closed by Commission Vote 2023-07-19
23-094 Other   Tips Email Lobbying Act General Closed (Non-Jurisdiction) 2023-07-19
23-088 Other   Government Communication Other General Closed (Non-Jurisdiction) 2023-07-19
23-086 Executive COELIG Email Public Officers Law Conflicts of Interest Closed by Commission Vote 2023-07-19
23-082  Executive   Anonymous Other General Closed by Commission Vote 2023-07-19
23-046 Executive Office of the State Comptroller U.S. Mail Public Officers Law Compensation Closed (Non-Jurisdiction) 2023-07-19
23-019 Legislator Assembly Email Public Officers Law Conflict of Interest Closed (Referred)  2023-07-19
23-015 Legislator Assembly U.S. Mail Public Officers Law Conflicts of Interest Closed by Commission Vote 2023-07-19
23-010 Legislator Assembly Email Public Officers Law Conflicts of Interest Closed by Commission Vote 2023-07-19
23-006 Legislator Assembly Email Public Officers Law General Closed by Commission Vote 2023-07-19
22-152 Executive Department of Transportation Email Public Officers Law Nepotism Closed by Commission Vote 2023-07-19
22-151 Executive Department of Transportation Email Public Officers Law Nepotism Closed by Commission Vote 2023-07-19
22-003 Executive State University College at Oswego Email Public Officers Law Nepotism Closed by Commission Vote 2023-07-19
21-117 Executive SUNY Stonybrook Email Public Officers Law Nepotism Closed by Commission Vote 2023-07-19
23-076 Executive   Email Other General Closed (Non-Jurisdiction) 2023-06-27
22-117 Executive   Tips Email Other Conflicts of Interest Closed by Commission Vote 2023-06-27
22-116 Legislator   Tips Email Other Conflict of Interest Closed by Commission Vote 2023-06-27
22-093 Executive Olympic Regional Development Authority Tips Email Public Officers Law Nepotism Closed by Commission Vote 2023-06-27
22-074  Executive Labor Tips Email Public Officers Law Conflict of Interest Closed by Commission Vote 2023-06-27
22-069 Executive NYS Department of Labor Tips Email Public Officers Law Conflict of Interest Closed by Commission Vote 2023-06-27
20-129 Executive SUNY Alfred College of Technology  Notarized Public Officers Law Nepotism Closed by Commission Vote 2023-06-27
23-073 Other   Tips Email Other General Closed by Commission Vote 2023-05-23
23-072 Legislator   Email Other General Closed 2023-05-23
23-070 Executive   U.S. Mail Other General Closed 2023-05-23
23-062 Executive   U.S. Mail Other  General Closed (Referred) 2023-05-23
23-061 Statewide Elected Official   U.S. Mail Other General Closed by Commission Vote 2023-05-23
23-048 Legislator Senate Email Public Officers Law Conflicts of Interest Closed by Commission Vote 2023-05-23
22-017 Executive Workers' Compensation Board U.S. Mail Public Officers Law Conflicts of Interest Closed by Commission Vote 2023-05-23
22-137 Statewide Elected Official Office of the Attorney General  Email Public Officers Law General Closed by Commission Vote 2023-05-23
22-129 Executive Department of Taxation & Finance Tips Email Public Officers Law Nepotism Closed by Commission Vote 2023-05-23
23-057 Executive COELIG Email Public Officers Law Failure to File Closed by Commission Vote 2023-04-25
23-055 Executive COELIG Email Public Officers Law Conflicts of Interest Closed by Commission Vote 2023-04-25
23-049 Legislator   Sworn Complaint Other Sexual Harassment Closed 2023-04-25
23-037 Lobbying   Email Lobbying Act Failure to File Closed by Commission Vote 2023-04-25
23-013 Executive Power Authority of the State of New York U.S. Mail Public Officers Law Financial Disclosure Violation Closed by Commission Vote 2023-04-25
22-150 Lobbying   JCOPE Initiated Public Officers Law Financial Disclosure Violation Closed by Commission Vote 2023-04-25
22-149 Lobbying   Email Lobbying Act Failure to File Closed by Commission Vote 2023-04-25
22-148 Lobbying   Email Lobbying Act Failure to File Closed by Commission Vote 2023-04-25
22-131 Legislator Assembly Tips Email Public Officers Law Election Closed (Referred) 2023-04-25
22-142 Executive Power Authority of the State of New York Tips Email Public Officers Law Conflicts of Interest Closed by  Commission Vote 2023-04-25
22-042 Executive SUNY Oneonta Tips Email Public Officers Law General Closed by Commission Vote 2023-04-25
22-031 Executive Office for People with Developmental Disabilities Government Communication  Public Officers Law Conflict of Interest Closed by Commission Vote 2023-04-25
19-188 Other Baruch College U.S. Mail Other General Closed (Referred) 2023-03-21
23-031 Executive Department of Labor Email Other General Closed (Referred)

2023-03-24
23-016 Legislator Assembly Email Other Conflicts of Interest Closed by Commission Vote 2023-02-28
22-125 Executive OPWDD Hotline Public Officers Law General Closed by Commission Vote 2023-02-28
22-024 Executive Suny Stonybrook Tips Email  Public Officers Law Conflicts of Interest Closed by Commission Vote 2023-02-28
22-154 Legislator Senate & Assembly U.S. Mail Public Officers Law Conflict of Interest Closed 2023-01-31
22-147 Lobbying   Email Lobbying Act Failure to File Closed by Commission Vote 2023-01-31
22-146 Lobbying   Tips E-Mail Lobbying Act Failure to File Closed 2023-01-31
22-145 Lobbying   Tips E-Mail Lobbying Act Failure to File Closed 2023-01-31
22-143 Lobbying   JCOPE Initiated Lobbying Act Failure to File Closed 2023-01-31
22-140 Lobbying   Anonymous Lobbying Act Failure to File Closed 2023-01-31
22-139 Legislative Staff New York State Senate Phone Public Officers Law General Closed 2022-12-16
22-136 Legislative Staff Assembly Government Communication Public Officers Law General Closed by Commission Vote 2022-12-16
22-128 Executive Parole Board, Doccs Government Communication Public Officers Law General Closed by Commission Vote 2022-12-16
22-109 Executive United Nations Development Corporation Email Public Officers Law Conflict of Interest Closed by Commission Vote 2022-12-16
22-104 Executive State Insurance Fund Hotline Public Officers Law Nepotism Closed by Commission Vote 2022-12-16
22-094 Executive State Insurance Fund Phone Public Officers Law Post-Employment Closed by Commission Vote 2022-12-16
22-089 Executive   Tips E-Mail Lobbying Act Conflict of Interest Closed by Commission Vote 2022-12-16
22-064 Executive Office of Parks & Recreation Government Communication Public Officers Law Conflict of Interest Closed by Commission Vote 2022-12-16
21-147 Executive Suny Binghamton Tips E-Mail Public Officers Law Conflict of Interest Closed by Commission Vote 2022-12-16
22-099 Executive Commission on Ethics and Lobbying in Government Email Public Officers Law Conflict of Interest Closed by Commission Vote 2022-11-17
22-123 Legislator   Tips E-Mail Other General Closed 2022-11-16
22-127 Legislator   Tips E-Mail Other Sexual Harassment Closed 2022-11-15
22-084 Executive Education Department Tips E-Mail Public Officers Law Conflict of Interest Closed 2022-11-15
22-078 Executive Education Department Tips E-Mail Public Officers Law Conflict of Interest Closed 2022-11-15
22-077 Executive Education Department Tips E-Mail Public Officers Law Conflict of Interest Closed 2022-11-15
22-059 Executive Queens College Tips E-Mail Public Officers Law Nepotism Closed 2022-11-15
22-039 Executive NY State Senate Production Service Email Public Officers Law General Closed (Insufficient Allegation) 2022-11-15
22-118 Other   Tips E-Mail Lobbying Act General Closed (Non-Jurisdiction) 2022-11-01
22-112 Legislator Assembly Email Public Officers Law Conflict of Interest Closed 2022-11-01
21-247 Executive Lehman College Notarized Public Officers Law Sexual Harassment Closed 2022-11-01
21-240 Other   Anonymous Other General Closed 2022-11-01
21-237 Other   Notarized Other Sexual Harassment Closed 2022-11-01
22-111 Executive   Email Other General Closed (Referred) 2022-10-31
22-110 Executive   U.S. Mail Other General Closed (Referred) 2022-10-31
22-108 Executive   U.S. Mail Other General Closed (Referred) 2022-10-31
22-106 Legislator Senate U.S. Mail Public Officers Law Conflict of Interest Closed 2022-10-31
22-103 Legislator Senate Phone Public Officers Law Conflict of Interest Closed 2022-10-31
22-102 Legislator Senate Phone Public Officers Law General Closed 2022-10-31
22-101 Legislator Assembly Email Public Officers Law Political Inquiries Closed 2022-10-31
22-100 Executive SUNY Empire State Hotline Public Officers Law Political Inquiries Closed 2022-10-31
22-098 Executive Office of Parks & Recreation U.S. Mail Public Officers Law Conflict of Interest Closed (Referred) 2022-10-31
20-097 Other   U.S. Mail Public Officers Law Political Inquiries Closed (Non-Jurisdiction) 2022-10-31
22-079 Legislator Assembly Government Communication Public Officers Law Election Closed 2022-10-31
22-057 Legislator Assembly Email Public Officers Law Conflict of Interest Closed 2022-10-31
22-044 Executive Department of Health Hotline Public Officers Law Nepotism Closed 2022-10-31
22-041 Executive Office of Temporary & Disability Assistance Tips E-Mail Public Officers Law Conflict of Interest Closed 2022-10-31
22-035 Executive Community Supervision, Doccs Tips E-Mail Public Officers Law Conflict of Interest Closed 2022-10-31
22-006 Executive   Hotline Other General Closed (Referred) 2022-10-31
21-070 Executive   Notarized Other General Closed (Non-Jurisdiction) 2022-10-31
22-090 Executive   Tips E-Mail Lobbying Act Conflict of Interest Closed (Insufficient Allegation) 2022-07-07
22-087 Executive Joint Commission on Public Ethics Email Public Officers Law Conflict of Interest Closed (Insufficient Allegation) 2022-07-07
22-075 Executive Division of State Police Tips E-Mail Public Officers Law Conflict of Interest Closed (Insufficient Allegation) 2022-07-06
22-092 Executive Eastern NY Correctional Facility C/O Dept Of Correctional Services Notarized Public Officers Law General Closed (Referred) 2022-06-30
22-091 Other   Notarized Public Officers Law General Closed (Non-Jurisdiction) 2022-06-30
22-088 Legislator   Email Other General Closed (Insufficient Allegation) 2022-06-30
22-085 Other   Notarized Other General Closed (Non-Jurisdiction) 2022-06-30
22-083 Statewide Elected Official Executive Chamber Executive Department Notarized Public Officers Law General Closed (Insufficient Allegation) 2022-06-30
22-082 Legislator Assembly Tips E-Mail Public Officers Law General Closed (Insufficient Allegation) 2022-06-30
20-067 Executive Hostos Community College Government Communication Public Officers Law Conflict of Interest Settled 2022-06-30
18-207 Legislator Assembly JCOPE Initiated Public Officers Law Conflict of Interest Closed 2022-06-28
20-012 Executive MTA Government Communication Public Officers Law Conflict of Interest Closed 2022-06-28
22-060 Statewide Elected Official Executive Chamber Executive Department Tips E-Mail Public Officers Law Conflict of Interest Closed (Insufficient Allegation) 2022-06-22
22-028 Lobbying N/A Self-disclosed Lobbying Act Late Filings Settled 2022-06-13
22-063 Other   Notarized Other General Closed (Non-Jurisdiction) 2022-06-07
22-061 Other   Notarized Other General Closed (Non-Jurisdiction) 2022-06-07
22-058 Legislator Assembly Email Public Officers Law Post-Employment Closed (Insufficient Allegation) 2022-06-07
22-056 Legislator Assembly Email Public Officers Law Conflict of Interest Closed (Insufficient Allegation) 2022-06-07
22-054 Other   Notarized Other General Closed (Non-Jurisdiction) 2022-06-07
22-045 Legislator Assembly Email Public Officers Law Conflict of Interest Closed (Insufficient Allegation) 2022-06-07
22-036 Statewide Elected Official  

Email

 Other General Closed (Insufficient Allegation) 2022-06-07
22-052 Statewide Elected Official Hochul and State Legislature Notarized Public Officers Law Conflict of Interest Closed by Decision (Commission Vote) 2022-05-24
22-047 Executive State Education Department JCOPE Initiated Public Officers Law Conflict of Interest Closed 2022-05-24
21-145 Executive Metropolitan Transportation Authority (Headquarters) Government Communication Public Officers Law General Closed 2022-05-17
21-144 Executive Metropolitan Transportation Authority - Long Island Bus Government Communication Public Officers Law Conflict of Interest Closed (Settlement - $8,000) 2022-05-17
19-193 Executive Laguardia Community College Government Communication Public Officers Law Conflict of Interest Closed (Settlement - $1,000) 2022-05-05
20-075 Executive New York City Transit Authority Email Public Officers Law Conflict of Interest Closed (Insufficient Allegation) 2022-04-29
18-014 Executive NYS Department of Health Tips Email Public Officers Law Conflict of Interest Closed by Commission Vote 2022-04-29
22-051 Other   Notarized Other General Closed (Non-Jurisdiction) 2022-04-28
21-227 Executive   Tips Email Other General Closed 2022-04-28
18-075 Statewide Elected Official Executive Chamber/Executive Department Email Public Officers Law Conflict of Interest Closed by Commission Vote 2022-04-27
18-038 Statewide Elected Official Executive Chamber/Executive Department Walk-in Public Officers Law Conflict of Interest Closed by Commission Vote 2022-04-27
22-053 Executive   U.S. Mail Other General Closed (Insufficient Allegation) 2022-04-22
22-021 Executive Mid-Hudson Psychiatric Center Anonymous Public Officers Law Nepotism Closed (Insufficient Allegation) 2022-04-22
22-019 Legislative Staff   Phone Other General Closed (Insufficient Allegation) 2022-04-22
21-232 Executive Information Technology Services, Office of Tips Email Public Officers Law Conflict of Interest Closed (Insufficient Allegation) 2022-04-22
22-040 Executive   Tips Email Other General Closed (Non-Jurisdiction) 2022-04-15
22-050 Executive Unknown Anonymous Public Officers Law General Closed (Insufficient Allegation) 2022-04-14
22-018 Executive   Email Other General Closed (Referred) 2022-04-14
21-222 Executive   Tips Email Other General Closed (Insufficient Allegation) 2022-04-14
20-047 Executive New York City Transit Authority Email Public Officers Law Nepotism Closed (Insufficient Allegation) 2022-04-14
22-008 Executive Fishkill Correctional Facility C/O NYS Department of Correctional Services  U.S. Mail Public Officers Law General Closed (Referral) 2022-04-11
22-033 Legislator Senate Tips Email Public Officers Law Conflict of Interest Closed (Insufficient Allegation) 2022-04-01
22-005 Executive NYS Office for the Aging Tips Email Public Officers Law Conflict of Interest Closed 2022-04-01
22-020 Other   Notarized Other General Closed (Non-Jurisdiction) 2022-03-31
22-037 Legislator  

Tips Email

 Other General Closed (Insufficient Allegation) 2022-03-29
21-074 Executive Public Service Commission Anoymous Public Officers LaW Post-Employment Closed by Commission Vote 2022-03-29
21-223 Executive NYS Office of Children and Family Services Tips Email Public Officers Law Nepotism Closed (Insufficient Allegation) 2022-03-28
21-179 Executive NYS Power Authority Tips Email Public Officers Law Conflict of Interest Closed (Insufficient Allegation) 2022-03-28
22-005 Executive NYS Office for the Aging Tips Email Public Officers Law Conflict of Interest Closed (Insufficient Allegation) 2022-03-25
22-030 Executive NYS Department of Health U.S. Mail Public Officers Law Post-Employment Closed (Insufficient Allegation) 2022-03-25
22-011 Statewide Elected Official N/A Email Other General Closed (Insufficient Allegation) 2022-03-25
21-242

Executive

 NYS Department of Taxation and Finance Anonymous Other  General Closed (Insufficient Allegation) 2022-03-25
22-023 Other Courts Email Other General Closed (Non-Jurisdiction) 2022-03-22
21-225 Executive NYS Department of Labor Tips Email Public Officers Law Post-Employment Closed (Insufficient Allegation) 2022-03-10
21-233 Lobbyist/Lobbying Client N/A Email Lobbying Act Gift Closed by Commission Vote 2022-02-28
21-244 Legislator Assembly Notarized Public Officers Law Conflict of Interest Closed by Commission Vote 2022-02-28
22-012 Other Courts U.S. Mail Other General Closed (Non-Jurisdiction) 2022-02-22
20-197 Legislative Staff Assembly JCOPE Initiated Public Officers Law Financial Disclosure Violation Closed by Commission Vote 2022-02-17
22-010 Legislator Assembly Tips Email Other  General  Closed (Insufficient Allegation) 2022-02-15
22-009 Legislator Senate Tips Email Other  General  Closed (Insufficient Allegation) 2022-02-15
20-017 Executive New York City Transit Authority Government Communication Public Officers Law Conflict of Interest Closed by Commission Vote 2022-02-10
21-108 Executive New York City Transit Authority Government Communication Public Officers Law Conflict of Interest Closed by Commission Vote 2022-02-09
21-152 Executive Westchester County Healthcare Corp C/O Westchester Medical Center Tips Email Public Officers Law Gift Closed (Insufficient Allegation) 2022-02-03
21-246 Executive Central New York Psychiatric Ctr Hotline Public Officers Law Conflict of Interest Closed (Referred) 2022-02-02
21-234 Executive Pilgrim Psychiatric Ctr Phone Other Compensation Closed (Referred) 2022-02-02
21-189 Executive New York City Transit Authority Tips Email Public Officers Law Conflict of Interest Closed (Referred) 2022-02-01
21-188 Executive NYS Department of Labor Tips Email Public Officers Law Conflict of Interest Closed (Referred) 2022-01-25
22-004 Executive Office of Parks and Recreation Email Public Officers Law Nepotism Closed (Non-Jurisdiction) 2022-01-25
21-243 Legislator Assembly Email Public Officers Law Conflict of Interest Closed (Insufficient Allegation) 2022-01-25
21-235 Statewide Elected Official N/A Email Public Officers Law Conflict of Interest Closed (Insufficient Allegation) 2022-01-25