July/December Failure to File Overview
Agency involved: N/A
Alleged violation: Legislative Law 1-A §1-c(h) and, 1-j
Nature of alleged violation: Failure to file
Report: Client Semi-Annual
Report year(s): 2007
Status: Settled
Settlement amount/civil penalty: $7,500
Date posted: 4/8/2010
July/December Failure to File Documents
Statement of Registration Overview
Agency involved: N/A
Alleged violation: Legislative Law 1-A §1§ -c(h) and, 1-j
Nature of alleged violation: Failure to file
Report: Statement of Registration
Report year(s): 2007
Status: Settled
Settlement amount/civil penalty: $7,500
Date posted: 8/12/2010